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ROM 10-03 – Notice of Finding and Recommendation on Recovery Act Loans Involving Change of Ownership Transactions

… Transactions ROM-10-03 The OlG is conducting an audit of 7(a) loans disbursed pursuant to the American Recovery and … we projected our results to the population of SBA-approved 7(a) Recovery Act loans disbursed as of May 31, 2009, from …

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-03-rom-10-03-notice-finding-recommendation-recovery-act-loans-involving-change-ownership-transactions
ROM 10-04 - Review of Controls Over Job Creation and Retention Statistics Reported by SBA under the American Recovery and Reinvestment Act of 2009

Document Last updated August 9, 2019
https://www.sba.gov/document/report-rom-10-04-rom-10-04-review-controls-over-job-creation-retention-statistics-reported-sba-under-american
ROM 10-05 - Notice of Finding and Recommendation on Recovery Act Loans Disbursed Without the Required Borrower Immigration Certifications

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-05-rom-10-05-notice-finding-recommendation-recovery-act-loans-disbursed-without-required-borrower
ROM 10-06 - Inadequate Documentation to Support a Loan Approved Under Section 504 of the Recovery Act

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-06-rom-10-06-inadequate-documentation-support-loan-approved-under-section-504-recovery-act
ROM 10-07 - Enhancements Needed in Processing Payroll Funded Under the Recovery Act

… the Management Letter issued by KPMG LLP that identifies a matter that came to their attention during the audit of … to the Chief Human Capital Officer. We provided a draft of KPMG's report to this official or his designee, … our opinion on such controls. During our audit, we noted a matter involving internal control concerning enhancements …

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-07-rom-10-07-enhancements-needed-processing-payroll-funded-under-recovery-act
ROM 10-08 - Lack of Controls to Ensure Recovery Act Payroll is Complete and Accurate

… the Management Letter issued by KPMG LLP which identifies a matter that came to their attention during the audit of … to the Chief Human Capital Officer and you. We provided a draft of KPMG's report to each of these officials or their … our opinion on such controls. During our audit, we noted a matter involving internal control concerning lack of …

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-08-rom-10-08-lack-controls-ensure-recovery-act-payroll-complete-accurate
ROM 10-10 - SBA's Administration of the Microloan Program under the Recovery Act

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-10-rom-10-10-sbas-administration-microloan-program-under-recovery-act
ROM 10-11 - Notice of Finding and Recommendation on Ineligible Lender-Approved Recovery Act Loans

… Act Loans ROM-1O-11 The OIG is conducting an audit of 7(a) loans disbursed pursuant to the American Recovery and … an issue that was identified during our ongoing audit of 7(a) loans disbursed under the American Recovery and …

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-11-rom-10-11-notice-finding-recommendation-ineligible-lender-approved-recovery-act-loans
ROM 10-12 - Notice of Finding and Recommendation on Material Origination and Closing Deficiencies Identified in SBA and Lender-Approved Recovery Act Loans

… Act Loans ROM-10-12 The OIG conducted an audit of7(a) loans disbursed pursuant to the American Recovery and … be completed by key employees of applicant businesses. The 7(a) program, however, is governed by regulations outlined in … requirements. CONDITION: We identified three SBA-approved 7(a) Recovery Act loans that were not originated in …

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-12-rom-10-12-notice-finding-recommendation-material-origination-closing-deficiencies-identified-sba
ROM 10-14 - Memorandum on the Accuracy of Recovery Act Contract Award Obligations Reported to the Federal Procurement Database System- Next Generation and Recovery.gov

… and compared these contract actions to those reported in a March 19,2010 download of FPDS-NG. We determined that the … in FPDS-NG, the "not competed under SAP" denotes a contract award that is below the simplified acquisition … services that was inaccurately characterized in FPDS-NG as a "non-competitive delivery order." The Agency awarded this …

Document Last updated August 8, 2019
https://www.sba.gov/document/report-10-14-rom-10-14-memorandum-accuracy-recovery-act-contract-award-obligations-reported-federal-procurement
ROM 10-15 – Review of SBA’s Job Creation Data under the Recovery Act

… While SBA’s two major loan programs, known as the 7(a) and 504 loan programs, are not subject to recipient … review, we reviewed a sample of 30 Recovery Act loans from 7(a) program which disbursed between March 16, 2009 and May …

Document Last updated August 8, 2019
https://www.sba.gov/document/report-10-15-rom-10-15-review-sbas-job-creation-data-under-recovery-act
ROM 10-16 - SBA’s Planning and Award of the Customer Relationship Management Contracts, 6/29/10

Document Last updated July 30, 2019
https://www.sba.gov/document/report-10-16-rom-10-16-sbas-planning-award-customer-relationship-management-contracts-62910
ROM 10-17 - The Planning and Award of the Wide Area Network Optimization Contract Using Recovery Act Funds, 6/29/10

… Act of 2009 (Recovery Act). This is the second in a series of audit reports related to our ongoing audit of …

Document Last updated July 30, 2019
https://www.sba.gov/document/report-10-17-rom-10-17-planning-award-wide-area-network-optimization-contract-using-recovery-act-funds-62910
ROM 10-18 - Notice of Finding and Recommendation on Lender-Approved ARC Loans to Affiliates

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-18-rom-10-18-notice-finding-recommendation-lender-approved-arc-loans-affiliates
ROM 10-19 - Material Deficiencies Identified in Early-Defaulted and Early-Problem Recovery Act Loans

Document Last updated August 8, 2019
https://www.sba.gov/document/report-rom-10-19-rom-10-19-material-deficiencies-identified-early-defaulted-early-problem-recovery-act-loans
ROM 11-01 - Improper Allotment of Recovery Act Apportionments

… the Management Letter issued by KPMG LLP which identifies a matter that came to their attention during the audit of … KPMG addressed one recommendation to you. We provided a draft of KPMG's report to you and you concurred with the …

Document Last updated August 8, 2019
https://www.sba.gov/document/report-11-01-rom-11-01-improper-allotment-recovery-act-apportionments
ROM 11-02 - Lack of Documentation and Incorrect Accounting for Recovery Act 7(a) Loan Guarantee Approvals

… of Documentation and Incorrect Accounting for Recovery Act 7(a) Loan Guarantee Approvals ROM 11-02 - Lack of Documentation and Incorrect Accounting for Recovery Act 7(a) Loan Guarantee Approvals Report 11-02 Attached is the …

Document Last updated August 8, 2019
https://www.sba.gov/document/report-11-02-rom-11-02-lack-documentation-incorrect-accounting-recovery-act-7a-loan-guarantee-approvals
ROM 11-03 - America’s Recovery Capital Loans Were Not Originated And Closed In Accordance With SBA’s Policies and Procedures

Document Last updated July 30, 2019
https://www.sba.gov/document/report-11-03-rom-11-03-americas-recovery-capital-loans-were-not-originated-closed-accordance-sbas-policies
ROM 11-04 Quality of SBA’s Recovery Act Data on Public Websites 3/22/11

… Recipient Reporting & Data Quality - Final Review Guide as a baseline to plan our audit. Office of Inspector General …

Document Last updated July 30, 2019
https://www.sba.gov/document/report-11-04-rom-11-04-quality-sbas-recovery-act-data-public-websites-32211
ROM 11-05 - Material Deficiencies Identified in Four 7(a) Recovery Act Loans Resulted in $3.2 Million of Questioned Costs

… ROM 11-05 - Material Deficiencies Identified in Four 7(a) Recovery Act Loans Resulted in $3.2 Million of Questioned … | Download .pdf for / June 29, 2011 Related programs: 7(a), Credit/Capital Activity Audit/evaluation Remove …

Document Last updated July 30, 2019
https://www.sba.gov/document/report-11-05-rom-11-05-material-deficiencies-identified-four-7a-recovery-act-loans-resulted-32-million-questioned