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Summary: Guidelines concerning allowable management expenses for leveraged SBICs that submitted license applications prior to April 1, 2004.

Summary: Prepayment Notice Template for SBICs

Summary: Letter to clarify examination priorities with respect to SBICs seeking a leverage commitment or submitting an application for a subsequent SBIC license

Summary: Certificate of Leverageable Capital and Regulatory Capital

Summary: Information requested on this form is gathered for inclusion in a database of companies that have succeeded with SBA assistance.

Summary: Only SBICs requesting a pre-financing determination of eligibility for use of the SBA’s Energy Saving Debenture are required to complete this form.

Summary: A model of an Opinion of Counsel which includes the elements considered to be essential for SBA's acceptance.

Summary: Information about Partnership SBIC owners collected by an SBA Examiner as part of an on-site examination of the SBIC.

Summary: Chart of Accounts for Small Business Investment Companies

Summary: This SOP provides instructions and guidelines for SBA personnel involved in the examination of SBICs.

Summary: Policy guidance for an SBIC

Summary: Policy guidance for an SBIC

Summary: Policy guidance for an SBIC

Summary: Policy guidance for an SBIC

Summary: SBA Form 468 Schedule 10: Annual Financial Report

Summary: SBA Form 468 Schedule 9: Annual Financial Report

Summary: SBA Inst 468: Instructions for Reporting Requirements for NMVCCs

Summary: SBA Form 468 Schedule 11: Annual Financial Report

Summary: Electronic Reporting of Annual Financial Statements and Portfolio Financing Reports using Internet Electronic Mail. (Note: Contact mailto:sbic@sba.gov

Summary: Guidelines Concerning In-Kind Distributions of Equity Securities (Participating Securities SBICs only)

Summary: Credit Management Procedures

Summary: Guidelines for SBA Approval of Requests for Overline Investments

Summary: Guidelines for SBA Approval of Conflict Of Interest Transactions

Summary: Guidelines for Issuance of Debenture Leverage Commitments to Participating Securities SBICs

Summary: Guidelines Concerning Valuation Issue

Summary: Guidelines Concerning Allowable Management Expenses for Leveraged SBICs for SBICs that submitted license applications on or after April 1, 2004:

Summary: Guidelines Concerning Debenture Applicants Structured as a Business Development Company or BDC Subsidiary

Summary: Fast Track Process for Small Business Investment Companies Seeking a Subsequent License

Summary: Guidelines Concerning the Use of Side Letters and Withdrawal Provisions in SBA’s Model Limited Partnership Agreement

Summary: Policy Change Regarding “Buyouts” of SBICs with Outstanding Participating Securities (“PS”) Leverage in the Office of SBIC Operations