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    • SBA form
    • 1010

    Representative Form 1010 Business

    Related programs: 8(a)
    Summary: Firms Inform SBA of the Representatives used and Compensation Paid for assistance with their 8(a) Initial Application (if applicable)
    • TechNote
    • 2

    TechNote Number 2

    Related programs: SBIC
    Summary: Electronic Reporting of Annual Financial Statements and Portfolio Financing Reports using Internet Electronic Mail. (Note: Contact mailto:sbic@sba.gov
    • TechNote
    • 6

    TechNote 6

    Related programs: SBIC
    Summary: Guidelines Concerning In-Kind Distributions of Equity Securities (Participating Securities SBICs only)
    • TechNote
    • 5

    Technote Number 5

    Related programs: SBIC
    Summary: Credit Management Procedures
    • TechNote
    • 9

    Technote Number 9

    Related programs: SBIC
    Summary: Guidelines for SBA Approval of Requests for Overline Investments
    • TechNote
    • 8

    Technote Number 8

    Related programs: SBIC
    Summary: Guidelines for SBA Approval of Conflict Of Interest Transactions
    • TechNote
    • 11

    Technote Number 11

    Related programs: SBIC
    Summary: Guidelines for Issuance of Debenture Leverage Commitments to Participating Securities SBICs
    • TechNote
    • 12

    Technote Number 12

    Related programs: SBIC
    Summary: Guidelines Concerning Valuation Issue
    • TechNote
    • 7a

    Technote Number 7a

    Related programs: SBIC
    Summary: Guidelines Concerning Allowable Management Expenses for Leveraged SBICs for SBICs that submitted license applications on or after April 1, 2004:
    • TechNote
    • 13

    Technote Number 13

    Related programs: SBIC
    Summary: Guidelines Concerning Debenture Applicants Structured as a Business Development Company or BDC Subsidiary
    • TechNote
    • 14

    Technote Number 14

    Related programs: SBIC
    Summary: Fast Track Process for Small Business Investment Companies Seeking a Subsequent License
    • TechNote
    • 15

    Technote Number 15

    Related programs: SBIC
    Summary: Guidelines Concerning the Use of Side Letters and Withdrawal Provisions in SBA’s Model Limited Partnership Agreement
    • TechNote
    • 16

    Technote Number 16

    Related programs: SBIC
    Summary: Guidance Regarding 13 CFR sect;107.585 Voluntary Decrease in Licensee & Regulatory Capital for Early Stage SBICs
    • TechNote
    • 17

    Technote Number 17

    Related programs: SBIC
    Summary: Determination of SBIC Common Control
    • TechNote
    • 4

    Technote Number 4

    Related programs: SBIC
    Summary: Reporting Portfolio Valuations (Updated July 2013)
    • TechNote
    • 10

    SBIC Risk Management (Updated October 2015)

    Related programs: SBIC
    Summary: SBA’s risk management and oversight practices and procedures for Small Business Investment Companies (SBICs) with outstanding Leverage and/or commitments.
    • Support

    Purchasing Process Flow Chart

    Related programs: 7(a)
    Summary: Flow chart showing the lifecycle of a loan guaranty purchase package from submission to approval.