Transition to a New 504 Fiscal and Selling Agent

On August 27, 2015, the U.S. Small Business Administration (SBA) awarded Eagle Compliance, LLC (Eagle) the SBA 504 Fiscal and Selling Agent contract. This contract provides services and administrative support to SBA and to Certified Development Companies (CDCs) related to the sale of SBA 504 Debentures and Debenture Pool Certificates.

The award includes a brief phase-in period, with Eagle transitioning to full responsibility for the SBA 504 Debenture funding in November. In recognition of this transfer, SBA is attaching an amended SBA Form 1528 reflecting only a name change in the SBA Fiscal and Selling Agent. This amended Form must be included in the CDC debenture funding applications that are submitted to meet the CSA Cut-off Date of October 22, 2015. See Information Notice 5000-1325 for the complete debenture funding schedule.

The contact information for Eagle is provided below:

Frank X. Keane

President and CEO

Eagle Compliance, LLC

4310 Silo Lane Charlotte, North Carolina 28226

908-875-6813

http://www.eaglecompliance504.com

Notification and Questions

SBA field offices must notify CDCs about the transition. Questions concerning this Notice should be directed to the lender relations specialist in the local SBA field office or to Marybeth Kerrigan in the Office of Financial Assistance at mary.kerrigan@sba.gov. The local SBA field office may be found at www.sba.gov/about-offices-list/2.

John M. Wade

Acting Director

Office of Financial Assistance