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Summary: A model of an Opinion of Counsel which includes the elements considered to be essential for SBA's acceptance.

Summary: Information about Partnership SBIC owners collected by an SBA Examiner as part of an on-site examination of the SBIC.

Summary: Chart of Accounts for Small Business Investment Companies

Summary: This SOP provides instructions and guidelines for SBA personnel involved in the examination of SBICs.

Summary: Policy guidance for an SBIC

Summary: Policy guidance for an SBIC

Summary: Policy guidance for an SBIC

Summary: Policy guidance for an SBIC

Summary: SBA Form 468 Schedule 10: Annual Financial Report

Summary: SBA Form 468 Schedule 9: Annual Financial Report

Summary: SBA Inst 468: Instructions for Reporting Requirements for NMVCCs

Summary: SBA Form 468 Schedule 11: Annual Financial Report

Summary: Electronic Reporting of Annual Financial Statements and Portfolio Financing Reports using Internet Electronic Mail. (Note: Contact mailto:sbic@sba.gov

Summary: Guidelines Concerning In-Kind Distributions of Equity Securities (Participating Securities SBICs only)

Summary: Credit Management Procedures

Summary: Guidelines for SBA Approval of Requests for Overline Investments

Summary: Guidelines for SBA Approval of Conflict Of Interest Transactions

Summary: Guidelines for Issuance of Debenture Leverage Commitments to Participating Securities SBICs

Summary: Guidelines Concerning Valuation Issue

Summary: Guidelines Concerning Allowable Management Expenses for Leveraged SBICs for SBICs that submitted license applications on or after April 1, 2004:

Summary: Guidelines Concerning Debenture Applicants Structured as a Business Development Company or BDC Subsidiary

Summary: Fast Track Process for Small Business Investment Companies Seeking a Subsequent License

Summary: Guidelines Concerning the Use of Side Letters and Withdrawal Provisions in SBA’s Model Limited Partnership Agreement

Summary: Policy Change Regarding “Buyouts” of SBICs with Outstanding Participating Securities (“PS”) Leverage in the Office of SBIC Operations

Summary: Guidance Regarding 13 CFR sect;107.585 Voluntary Decrease in Licensee & Regulatory Capital for Early Stage SBICs

Summary: Determination of SBIC Common Control

Summary: Reporting Portfolio Valuations (Updated July 2013)

Summary: SBA’s risk management and oversight practices and procedures for Small Business Investment Companies (SBICs) with outstanding Leverage and/or commitments.

Summary: This SOP provides comprehensive guidelines for the SBIC program.

Summary: This SOP implements procedures and guidelines for liquidating Section 301(c) and Section 301(d) SBICs which are declared to be in "liquidation" status.